IUA Circular 015/26

Tackling non financial misconduct: cross-market session

Event Date: 16 March 2026, 11.30 - 12.30

Date: 16 February 2026
  
Interest Groups: IUA member contacts, Legal and Regulatory, Human Resources and Compliance interests
  
Subject: Details of a concluding webinar to a series of London Market events focused on tackling non financial misconduct.

IUA Contact:  Nafisah Hussain, Acting Director of Public Policy ( 44 (0)20 7617 5442 or  44 (0)7936 927967)

Register here 

 
The Financial Conduct Authority released its policy statement PS25/23 containing amended guidance in December, noting this brings policy work on non-financial misconduct (NFM) to a close. The authority's focus will now turn to how firms are tackling NFM in practice.

Following on from the NFM series of workshops delivered across the London insurance market by Padda Consulting in 2025, the IUA, Lloyd's Market Association and London & International Insurance Brokers Association are jointly hosting a 60-minute online session, produced by EY. IUA members can sign up via the register button above.

The session will cover:
•What the rules actually state and what is contained in the recent guidance update.
•What this means in practice for regulated firms and where NFM now sits within the wider regulatory background.
•What can be learned from the banking sector, including case studies.
•How to understand the data collection landscape.

The session will be led by Alex Roy, Director of Financial Services Consulting – Regulatory Insights, EY, with guests including Alex Rae from the EY Regulatory Insights Team and Sandra Healy, CEO and Founder of inclusio.

Please note dial in details for the online session will be sent nearer to the event directly from the LMA, which is managing registrations. It is, therefore, advisable for those registering to add a hold in their calendar until this is sent.